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Financial market infrastructure refers to systems and entities involved in clearing, settlement, and the recording of payments, securities, derivatives, and other financial transactions. [1] Depending on context, financial market infrastructure may refer to the category in general, or to individual companies or entities (thus also used in ...
The Financial Markets Authority (FMA, Maori:Te Mana Tātai Hokohoko) is a New Zealand government agency responsible for financial regulation. It is responsible for regulating all financial market participants, exchanges and the setting and enforcing of financial regulations.
The Financial Market Infrastructure Act (FMIA), original title Finanzmarktinfrastrukturgesetz (FinfraG) is a body of Swiss legislation for the regulation of financial market infrastructures and in particular derivatives. It was originally adopted by the Swiss Federal Assembly on June 19, 2015 and came into force on January 1, 2016.
A central securities depository (CSD) is a specialized financial market infrastructure organization holding securities like shares, either in certificated or uncertificated (dematerialized) form, allowing ownership to be easily transferred through a book entry rather than by a transfer of physical certificates.
The Cooperative Capital Markets Regulatory System is a federal–provincial system being designed to streamline Canada's capital markets regulatory framework to protect investors, foster efficient capital markets, and manage systemic risk while preserving strengths of the current system.
The Securities Commission was an independent Crown entity of the government of New Zealand and the main regulator of investments. It was replaced on 1 May 2011 by the Financial Markets Authority . It was responsible for enforcement, monitoring and market oversight of the securities markets, authorising participants and promoting public ...
An infrastructure deficit occurs when there is long-term underinvestment and a lack of necessary levels of taxation by states to keep the infrastructure in good shape, according to Joseph Schofer.
Financial Market Infrastructure Act, Swiss legislation for the regulation of financial markets Topics referred to by the same term This disambiguation page lists articles associated with the title FMIA .