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  2. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    Reserve Bank of India (RBI) (including the Banks Board Bureau) National Payments Corporation of India (NPCI) Deposit Insurance and Credit Guarantee Corporation (DICGC) Securities and Exchange Board of India (SEBI) Banking Codes and Standards Board of India (BCSBI); Forward Markets Commission (FMC) Insolvency and Bankruptcy Board of India (IBBI)

  3. Canadian Investment Regulatory Organization - Wikipedia

    en.wikipedia.org/wiki/Canadian_Investment...

    The Canadian Investment Regulatory Organization (CIRO; Organisme canadien de réglementation des investissements or OCRI in French) is a non-profit, national self-regulatory organization (SRO).

  4. List of regulators in India - Wikipedia

    en.wikipedia.org/wiki/List_of_regulators_in_India

    Forward Markets Commission (merged with SEBI) 1953: Telecommunication Industry: Telecom Regulatory Authority of India: 20-Feb-1997: Financial Audit and Accounting professions: Institute of Chartered Accountants of India: 1-May-1949: Financial system and monetary policy: Reserve Bank of India: 01-Apr-1935: Mining and Mineral Exploration

  5. Canadian securities regulation - Wikipedia

    en.wikipedia.org/wiki/Canadian_securities_regulation

    Canadian securities regulation is managed through the laws and agencies established by Canada's 10 provincial and 3 territorial governments. Each province and territory has a securities commission or equivalent authority with its own provincial or territorial legislation. [citation needed]

  6. Securities and Exchange Board of India - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    SEBI has to be responsive to the needs of three groups, which constitute the market: issuers of securities; investors; market intermediaries; SEBI has three powers rolled into one body: quasi-legislative, quasi-judicial and quasi-executive. It drafts regulations in its legislative capacity, it conducts investigation and enforcement action in ...

  7. Securities Appellate Tribunal - Wikipedia

    en.wikipedia.org/wiki/Securities_Appellate_Tribunal

    Securities Appellate Tribunal is an Indian statutory and autonomous body created to hear appeals against the orders of India's main financial regulators.The presiding officer and other members of the Board are elected by the selection committee of the Prime Minister of India.

  8. Richard A. Hackborn - Pay Pals - The Huffington Post

    data.huffingtonpost.com/paypals/richard-a-hackborn

    From January 2008 to March 2009, if you bought shares in companies when Richard A. Hackborn joined the board, and sold them when he left, you would have a -44.4 percent return on your investment, compared to a -52.3 percent return from the S&P 500.

  9. Financial Services Regulatory Authority of Ontario - Wikipedia

    en.wikipedia.org/wiki/Financial_Services...

    Established in 2016, FSRA officially succeeded its predecessor agencies – the Financial Services Commission of Ontario and the Deposit Insurance Corporation of Ontario – on June 8, 2019. [1] The Financial Services Regulatory Authority of Ontario operates at arms-length from the Government of Ontario , and reports to the Legislative Assembly ...

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