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The Australian Securities and Investments Commission (ASIC) is an independent commission of the Australian Government tasked as the national corporate regulator. ASIC's role is to regulate company and financial services and enforce laws to protect Australian consumers, investors and creditors. [ 2 ]
An Australian Company Number (usually shortened to ACN) is a unique identifier required by every company registered under Australia’s Corporations Act 2001 (Cth). The ACN is a nine-digit number issued by the Australian Securities & Investments Commission (ASIC) to every Australian company. The number is usually printed in three groups of ...
The Corporations Act 2001 sets up a uniform approach to the regulation of financial services through a uniform licensing and disclosure regime. The general regulatory position is that a person (whether an individual or corporate entity) carrying on a financial services business in Australia must, unless exempted, hold an Australian financial services licence (AFSL) issued by ASIC.
Australian Financial Services Licence (AFSL) is a legal licence provided by the Australian Securities and Investments Commission (ASIC) enabling the operation and activities of Australian financial services businesses. [1] It is a legal requirement for any Australian financial service business to obtain an AFSL from the day business operations ...
On 1 January 2001, Tony D'Aloisio was awarded the Centenary Medal for "service to Australian society through law and taxation". [11] On 11 June 2012, he was named a Member of the Order of Australia for "service to business and commerce, particularly through leadership roles in the securities and investments regulatory sector, to Australia-Asia relations, and to charitable organisations."
All inland sports fishing guides operating in Michigan now require a license, per the Michigan Department of Natural Resources.
The Corporations and Financial Services Commission was renamed and its role expanded as the Australian Securities and Investments Commission (ASIC) to deal with market integrity, consumer protection and corporations. APRA was established on 1 July 1998 under the Australian Prudential Regulation Authority Act 1998.
Regulatory Guide 146 (RG 146) on Training of financial product advisers, formerly known as policy statement 146 (PS 146) is an Australian financial regulation issued by the Australian Securities & Investments Commission (ASIC) related to the minimum training required by individuals selling financial products. [1]