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  2. Illinois Department of Financial and Professional Regulation

    en.wikipedia.org/wiki/Illinois_Department_of...

    The Illinois Department of Financial and Professional Regulation (IDFPR) is the Illinois state government code department [1] [2] that through its operational components, the Division of Banking, Division of Financial Institutions, Division of Professional Regulation, and Division of Real Estate, oversees the regulation and licensure of banks and financial institutions, real estate businesses ...

  3. Illinois Compiled Statutes - Wikipedia

    en.wikipedia.org/wiki/Illinois_Compiled_Statutes

    The Illinois Compiled Statutes (ILCS) are the codified statutes of a general and permanent nature of Illinois. [ 1 ] [ 2 ] The compilation organizes the general Acts of Illinois into 67 chapters arranged within 9 major topic areas. [ 3 ]

  4. Notice of violation - Wikipedia

    en.wikipedia.org/wiki/Notice_of_violation

    [5] Many cities and countries perform a violation notice on construction projects if/when they are not safe, are without a (proper) permit by which the construction can be approved or if the site contractors violate the license for which they are performing the construction work, for which case these licenses and permits may be revoked (taken ...

  5. SEC Sues State of Illinois, Claiming Securities Fraud - AOL

    www.aol.com/2013/03/11/sec-sues-state-of...

    Need help? Call us! 800-290-4726 Login / Join. Mail

  6. Cure or quit - Wikipedia

    en.wikipedia.org/wiki/Cure_or_quit

    In landlord–tenant law, a notice to cure or quit is issued by a landlord when a tenant performs actions in violation of a lease. The notice gives a tenant the option of either fixing the offending problem or vacating the rental property. If the tenant continues performing the action(s) and does not move out, they can be evicted. [1]

  7. SEC investigates Better.com for alleged federal laws violation

    www.aol.com/news/sec-investigates-better-com...

    The U.S. Securities and Exchange Commission (SEC) is examining whether mortgage lender Better.com and the special purpose acquisition company it has agreed to merge with, Aurora Acquisition Corp ...

  8. Form 8-K - Wikipedia

    en.wikipedia.org/wiki/Form_8-K

    Securities Act Updating Disclosure Section 7 Regulation FD Item 7.01 Regulation FD Disclosure Section 8 Other Events Item 8.01 Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.) Section 9

  9. Regulation D (SEC) - Wikipedia

    en.wikipedia.org/wiki/Regulation_D_(SEC)

    Rule 503 requires issuers to file a Form D with the SEC when they make an offering under Regulation D. In Rules 504 and 505, Regulation D implements §3(b) of the Securities Act of 1933 (also referred to as the '33 Act), which allows the SEC to exempt issuances of under $5,000,000 from registration.

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