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VanEck and 21Shares in June applied with the SEC to launch the new products. The SEC must also approve those "S-1" filings before the products can begin trading, but the agency's rules do set a ...
The listings will depend on the regulator's approval of the issuers' respective S-1 filings—the forms public companies are required to submit when launching a new security—both filed at the ...
For reference, the SEC approved the S-1 filings for the first Bitcoin spot price ETFs approximately three months after clearing their initial regulatory filings. 2. The decision turns Ether into a ...
Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.
EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC.
The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.
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(Reuters) -The U.S. securities regulator on Monday asked Nasdaq, CBOE and NYSE to fine-tune their applications to list spot ether exchange-traded-funds (ETFs), signaling the agency may be poised ...