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Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.
EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC.
The listings will depend on the regulator's approval of the issuers' respective S-1 filings—the forms public companies are required to submit when launching a new security—both filed at the ...
VanEck and 21Shares in June applied with the SEC to launch the new products. The SEC must also approve those "S-1" filings before the products can begin trading, but the agency's rules do set a ...
The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.
For reference, the SEC approved the S-1 filings for the first Bitcoin spot price ETFs approximately three months after clearing their initial regulatory filings. 2. The decision turns Ether into a ...
Since the registration statement (SEC Form S-1) is a very lengthy and complex document, the Securities Act of 1933 requires the preparation of a shorter document, known as a prospectus, for investors to read.
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