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The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas.. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.
Elected as the state's top law enforcement officer in 2014, Paxton was subsequently indicted on three felony securities fraud charges. Texas Attorney General Ken Paxton's long-awaited securities ...
(The Center Square) – Several in law enforcement and the U.S. military are being found guilty of committing border-related crimes in Texas, including working with Mexican cartels and engaging in ...
The Uniform Securities Agent State Law Exam is written by NASAA and administered by FINRA. Representative of the nature of its activities are its frequent warnings regarding investment fraud , [ 1 ] its focus on the tax advantages of college plans, [ 2 ] and its involvement in naked short selling litigation aimed at the Depository Trust and ...
The director of enforcement for the Texas State Securities Board has announced that state regulators are investigating multiple celebrity endorsers tied to the FTX trading platform.
The ensuing disorganization of law enforcement in the state caused the Legislature to engage a firm of consultants to reorganize the state security agencies. The consultants recommended merging the Rangers with the Texas Highway Patrol under a new agency called the Texas Department of Public Safety (DPS). This change took place in 1935, with an ...
The securities fraud charges are among several other legal troubles Paxton has tried but failed to shake off, as former Texas Attorney General and current U.S. Sen. John Cornyn highlighted during ...
This is a list of law enforcement agencies in the U.S. state of Texas. According to the US Bureau of Justice Statistics' 2008 Census of State and Local Law Enforcement Agencies, the state had 1,913 law enforcement agencies, the most of any state. These agencies employed 59,219 sworn police officers, about 244 for each 100,000 residents.