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  2. How to prep your investment tax documents for tax day - AOL

    www.aol.com/finance/prep-investment-tax...

    A 1099-INT may appear on your brokerage statement: It can be easy to overlook, but your broker typically has a 1099-INT for interest payments, so record that income.

  3. Investment policy statement - Wikipedia

    en.wikipedia.org/wiki/Investment_policy_statement

    An Investment policy statement (IPS) is a document, generally between an investor and the assisting investment manager, recording the agreements the two parties come to related to issues relating to how the investor's money is to be managed. In other cases, an IPS may also be created by an investment committee (e.g., those charged with making ...

  4. Stock statement - Wikipedia

    en.wikipedia.org/wiki/Stock_Statement

    A stock statement is a business statement that provides information on the value and quantity of stock-related transactions.This statement describes how much stock was purchased at what value and when, and is a matter of accounts and finance supplied by the cash credit account holder (e.g. a private limited company) to banks providing loans at a regular interval.

  5. Irrevocable fee protection agreement - Wikipedia

    en.wikipedia.org/wiki/Irrevocable_fee_protection...

    It is an irrevocable and binding legal agreement between a buyer, a seller and a business broker. In an IFPA, the objective is to reach a private agreement for the placement or purchase of a commodity or other piece of merchandise that has been clearly identified and negotiated in bulk. The buyer or seller offers a private business broker a fee ...

  6. The Danger Lurking in Your Next Brokerage Statement - AOL

    www.aol.com/2013/06/24/the-danger-lurking-in...

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  7. How to open a brokerage account: Step-by-step instructions - AOL

    www.aol.com/finance/open-brokerage-account-step...

    A brokerage account is an account that allows you to buy and sell securities like stocks, bonds, mutual funds and ETFs. By investing in these assets through a brokerage account, you can build ...

  8. Commission sharing agreement - Wikipedia

    en.wikipedia.org/wiki/Commission_sharing_agreement

    A Commission Sharing Agreement (CSA), or in the US named Client Commission Agreement (CCA), is a type of soft dollar arrangement that allows money managers to separately pay the executing broker for trade execution and ask that broker to allocate a portion of the commission directly to an independent research provider. [1]

  9. Proof of funds - Wikipedia

    en.wikipedia.org/wiki/Proof_of_Funds

    Thus, a POF letter or statement provides the selling or lending party with confidence that the funds are obtainable and legitimate. [1] Proof of funds are also often required where there is a potential liability in the future for example it may be requested by governments on visa applications to ensure a traveler has the means to support ...