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The act was revised again in 1985 as the Uniform Securities Act of 1985, and amended in 1988, but few states adopted these changes, and instead continued to operate under the 1956 Act. [1] The most recent version of the Act is the Uniform Securities Act of 2002 which was last revised in 2005.
Uniform Rules of Evidence Act: 2005 Uniform Securities Act: 1956, 1985, amended 1988, 2002 Uniform Simultaneous Death Act: 1940, 1993 Uniform State Administrative Procedure Act: 1981 Uniform Status of Children of Assisted Conception Act: 1988 Uniform Statute and Rule Construction Act: 1995 Uniform Statutory Form Power of Attorney Act: 1988
Between 1911 and 1933, 47 states adopted blue-sky statutes (Nevada was the lone holdout [2]). Today, the blue sky laws of 40 of the 50 states are patterned after the Uniform Securities Act of 1956. Historically, the federal securities laws and the state blue sky laws complemented and often duplicated one another.
The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and ...
The Uniform Securities Agent State Law Exam is written by NASAA and administered by FINRA. Representative of the nature of its activities are its frequent warnings regarding investment fraud , [ 1 ] its focus on the tax advantages of college plans, [ 2 ] and its involvement in naked short selling litigation aimed at the Depository Trust and ...
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
Uniform Securities Agent State Law Examination, more commonly known as the Series 63 Exam, required by almost all U.S. states for state certification as a securities agent; United States Medical Licensing Examination for physicians (holders of either Doctor of Medicine or Doctor of Osteopathic Medicine degrees) USPTO registration examination, a ...
Uniform Securities Act; Uniform Simultaneous Death Act; Standard State Zoning Enabling Act; T. ... Uniform State Narcotic Drug Act; Uniform Trust Code;