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  2. Commodity Futures Trading Commission - Wikipedia

    en.wikipedia.org/wiki/Commodity_Futures_Trading...

    The Commodity Futures Trading Commission Act of 1974 (P.L. 93-463) created the CFTC to replace the U.S. Department of Agriculture's Commodity Exchange Authority. [ citation needed ] The Act made extensive changes to the Commodity Exchange Act (CEA) of 1936, which itself amended the original Grain Futures Act of 1922.

  3. Commodity Futures Trading Commission Act of 1974 - Wikipedia

    en.wikipedia.org/wiki/Commodity_Futures_Trading...

    Commodity Futures Trading Commission (CFTC) Act of 1974 (P.L. 93-463) created the Commodity Futures Trading Commission, to replace the U.S. Department of Agriculture's Commodity Exchange Authority, as the independent federal agency responsible for regulating the futures trading industry.

  4. State Street's New CFTC Reporting Service Helps Clients ... - AOL

    www.aol.com/2013/01/07/state-streets-new-cftc...

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  5. Swap Execution Facility - Wikipedia

    en.wikipedia.org/wiki/Swap_Execution_Facility

    Swap Execution Facilities are regulated by the Securities and Exchange Commission and the Commodity Futures Trading Commission. The regulated trading of certain swaps is a result of requirements in the United States by the Dodd–Frank Wall Street Reform and Consumer Protection Act (in particular Title VII). [3]

  6. Illinois Department of Financial and Professional Regulation

    en.wikipedia.org/wiki/Illinois_Department_of...

    The Illinois Department of Financial and Professional Regulation (IDFPR) is the Illinois state government code department [1] [2] that through its operational components, the Division of Banking, Division of Financial Institutions, Division of Professional Regulation, and Division of Real Estate, oversees the regulation and licensure of banks and financial institutions, real estate businesses ...

  7. CFTC - Wikipedia

    en.wikipedia.org/wiki/CFTC

    CFTC may refer to: Commodity Futures Trading Commission , an American federal agency that regulates U.S. derivatives markets Confédération Française des Travailleurs Chrétiens ( French Confederation of Christian Workers ), a major French confederation of trade unions

  8. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Ethiopia Institute of Financial Studies (EIFS) training program; Ghana Stock Exchange (GSE) Securities Courses; Namibia Stock Exchange (NSX) semi-annual Stock-brokering Exams; Nigerian Stock Exchange (NSE) offers a few certificate programs including: Module 1: The role and responsibilities of compliance officers in the capital market

  9. The CFTC is probing Jump Crypto, previously one of the ... - AOL

    www.aol.com/finance/cftc-probing-jump-crypto...

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