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The settlement also resolved investigations of the firm by the National Association of Securities Dealers and 49 states, including California, where 52,000 investors lost money in Prudential limited partnerships. [7] [9] Further investigation was conducted by the SEC into the executives of the company to determine the extent of the fraud. [10]
Operation Choke Point was an initiative of the United States Department of Justice beginning in 2013 [1] which investigated banks in the United States and the business they did with firearm dealers, payday lenders, and other companies that, while operating legally, were said to be at a high risk for fraud and money laundering.
Wachovia Corporation began on June 16, 1879, in Winston-Salem, North Carolina, as the Wachovia National Bank. The bank was co-founded by James Alexander Gray and William Lemly. [10] In 1911, the bank merged with Wachovia Loan and Trust Company, "the largest trust company between Baltimore and New Orleans", [11] which had been founded on June 15 ...
Wells Fargo and its predecessor, the Charlotte-based Wachovia Bank, violated national sanctions against Iran, Syria and Sudan when it designed a program to help a European bank process $532 ...
Internal affairs investigators are generally bound by stringent rules when conducting their investigations. For example, in California, the Peace Officers Bill of Rights (POBR) is a mandated set of rules found in the California Government Code which applies to most peace officers (law enforcement officers) within California. [1]
The National Law Enforcement Accountability Database (NLEAD) is a United States government database, maintained by the United States Department of Justice, which indexes official records of federal law enforcement officer misconduct, commendations, and awards.
This is a list of U.S. state and local law enforcement agencies — local, regional, special and statewide government agencies (state police) of the U.S. states, of the federal district, and of the territories that provide law enforcement duties, including investigations, prevention and patrol functions.
An SBI is a state's equivalent to the Federal Bureau of Investigation, but can include investigative jurisdiction similar to other federal law enforcement agencies as well. The SBIs investigate all manner of cases assigned to them by their state's laws and usually report to their state's attorney general , or in some cases, directly to their ...