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  2. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    In financial auditing of public companies in the United States, SOX 404 top–down risk assessment (TDRA) is a financial risk assessment performed to comply with Section 404 of the Sarbanes-Oxley Act of 2002 (SOX 404). Under SOX 404, management must test its internal controls; a TDRA is used to determine the scope of such testing. It is also ...

  3. Information technology controls - Wikipedia

    en.wikipedia.org/wiki/Information_technology...

    Piazza, Peter. "IT security requirements of Sarbanes-Oxley." Security Management June 2004: 40(1). "Sarbanes-Oxley Section 404: An overview of PCAOB's requirement." KPMG. April 2004. "Sarbanes-Oxley Spending in 2004 More Than Expected: Spending for section 404 compliance averaged $4.4 million in 2004, a survey finds." InformationWeek March 22 ...

  4. Aldon Inc. - Wikipedia

    en.wikipedia.org/wiki/Aldon_Inc.

    SCM offered significant benefits to companies implementing best practices to meet compliance requirements. [9] The software could help companies provide what the government was asking of these them. In May 2004, Aldon announced new brand names for its product suite, as well as the newly shortened company name. [11]

  5. System and Organization Controls - Wikipedia

    en.wikipedia.org/wiki/System_and_Organization...

    System and Organization Controls (SOC; also sometimes referred to as service organizations controls) as defined by the American Institute of Certified Public Accountants (AICPA), is the name of a suite of reports produced during an audit.

  6. Database activity monitoring - Wikipedia

    en.wikipedia.org/wiki/Database_activity_monitoring

    DAM demand is driven primarily by the need for privileged user monitoring to address compliance-related audit findings, and by threat-management requirements to monitor database access. Enterprise DAM requirements are beginning to broaden, extending beyond basic functions, such as the capability to detect malicious activity or inappropriate or ...

  7. Workiva - Wikipedia

    en.wikipedia.org/wiki/Workiva

    Workiva, Inc. is a global software-as-a-service (SaaS) company. [3] It provides a cloud-based connected and reporting compliance platform that enables the use of connected data and automation of reporting across finance, accounting, risk, and compliance.

  8. Sarbanes–Oxley Act - Wikipedia

    en.wikipedia.org/wiki/Sarbanes–Oxley_Act

    The Sarbanes–Oxley Act of 2002 is a United States federal law that mandates certain practices in financial record keeping and reporting for corporations.The act, Pub. L. 107–204 (text), 116 Stat. 745, enacted July 30, 2002, also known as the "Public Company Accounting Reform and Investor Protection Act" (in the Senate) and "Corporate and Auditing Accountability, Responsibility, and ...

  9. OpenPages - Wikipedia

    en.wikipedia.org/wiki/OpenPages

    OpenPages joins software brands Cognos and SPSS to form the Business Analytics division of the IBM Software Group. The OpenPages name continues to be applied to IBM's line of governance, risk management, and compliance products. On November 17, 2020, IBM announced OpenPages would be included in their Cloud Pak for Data solution.