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  2. Uniform Combined State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Combined_State_Law...

    The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

  3. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    Uniform Investment Adviser Law Examination, also called the Series 65 exam, is a test taken by individuals in the United States who seek to become licensed investment adviser representatives. The exam covers topics necessary to provide investment advice to clients.

  4. What Is the Series 66 License? - AOL

    www.aol.com/news/series-66-license-181621321.html

    The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics.

  5. North American Securities Administrators Association

    en.wikipedia.org/wiki/North_American_Securities...

    The North American Securities Administrators Association (NASAA), founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.

  6. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). The examination is designed to qualify candidates as securities agents in the United States; nearly ...

  7. 7 of the most famous American investors - AOL

    www.aol.com/finance/7-most-famous-american...

    Its “A” series stock currently trades for around $700,000 a pop, while the B shares trade at a more manageable $460 or so. For this performance and his folksy manner – which belies a razor ...

  8. Mariah Carey Reveals the Best Holiday Gift She’s Ever ...

    www.aol.com/mariah-carey-reveals-best-holiday...

    On Friday, Nov. 29, Mariah Carey was featured on Vogue's YouTube series Now Serving and shared some of her favorite holiday traditions while baking cookies. At one point, the "Always Be My Baby ...

  9. List of EMD locomotives - Wikipedia

    en.wikipedia.org/wiki/List_of_EMD_locomotives

    Type Road number Build year Total produced AAR wheel arrangement Prime mover Power output Image EMC 1800 hp B-B: ATSF 1: 1935 1 B-B+B-B: Dual Winton 12-201-A: 1,800 hp (1,342 kW)

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