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2. General Securities Principal Exam - Wikipedia

   en.wikipedia.org/wiki/General_Securities...

   The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature ...

3. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 23 – General Securities Principal (Upgrade from Series 9 and 10) Series 24 – General Securities Principal Exam Series 26 – Investment Company and Variable Contracts Products Principal Exam

4. Series 7 exam - Wikipedia

   en.wikipedia.org/wiki/Series_7_Exam

   In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and variable contracts.

5. Financial Industry Regulatory Authority - Wikipedia

   en.wikipedia.org/wiki/Financial_Industry...

   The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...

6. Annuity vs 401(k): Which Vehicle Is Actually Better for Your ...

   www.aol.com/annuity-vs-401-k-vehicle-202514980.html

   24/7 Help. For premium support please call: 800-290-4726 more ways to reach us. Mail. ... you are likely doing so to guarantee an income stream down the road in exchange for a series of payments ...

7. Uniform Investment Adviser Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Investment_Adviser...

   Uniform Investment Adviser Law Examination, also called the Series 65 exam, is a test taken by individuals in the United States who seek to become licensed investment adviser representatives. The exam covers topics necessary to provide investment advice to clients.

8. Florida man stabbed ex-girlfriend 70 times ahead of domestic ...

   www.aol.com/florida-man-stabbed-ex-girlfriend...

   A Florida man is accused of killing his estranged girlfriend by stabbing her up to 70 times during a break-in Friday – exactly one month after he was nabbed for assaulting the victim and ordered ...

9. SEC plans to sue Unicoin—a sign outgoing Chair Gensler’s anti ...

   www.aol.com/finance/sec-plans-sue-unicoin-sign...

   According to the Wells Notice, viewed by Fortune, the SEC plans to formally accuse Unicoin of violations related to fraud, deceptive practices, and the offering and sale of unregistered securities ...