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The Federal Financial Institutions Examination Council (FFIEC) is a formal U.S. government interagency body composed of five banking regulators that is "empowered to prescribe uniform principles, standards, and report forms to promote uniformity in the supervision of financial institutions". [2] It also oversees real estate appraisal in the ...
Financial institutions must verify that all laws, regulations, and procedures were followed before any financial records that were requested can be handed over to federal agencies. [ 3 ] The RFPA was later amended to increase financial institutions' ability to help facilitate criminal investigations and prosecutions.
A cybersecurity regulation comprises directives that safeguard information technology and computer systems with the purpose of forcing companies and organizations to protect their systems and information from cyberattacks like viruses, worms, Trojan horses, phishing, denial of service (DOS) attacks, unauthorized access (stealing intellectual property or confidential information) and control ...
Under these regulations, the New York Stock Exchange (NYSE) and NASDAQ also added their own rules regarding the retention of committee advisors. [83] These regulations were approved by the SEC in 2013 and took full effect in early 2014. [79] [83] Section 953 of Dodd–Frank deals with pay for performance policies to determine executive ...
The Gramm–Leach–Bliley Act (GLBA), also known as the Financial Services Modernization Act of 1999, (Pub. L. 106–102 (text) (PDF), 113 Stat. 1338, enacted November 12, 1999) is an act of the 106th United States Congress (1999–2001). It repealed part of the Glass–Steagall Act of 1933, removing barriers in the market among banking ...
The Federal Information Security Modernization Act of 2014 (Pub.L. 113-283, S. 2521; commonly referred to as FISMA Reform) was signed into federal law by President Barack Obama on December 18, 2014. [ 1 ] Passed as a response to the increasing amount of cyber attacks on the federal government, it amended existing laws to enable the federal ...
The Sarbanes–Oxley Act of 2002 is a United States federal law that mandates certain practices in financial record keeping and reporting for corporations.The act, Pub. L. Tooltip Public Law (United States) 107–204 (text), 116 Stat. 745, enacted July 30, 2002, also known as the "Public Company Accounting Reform and Investor Protection Act" (in the Senate) and "Corporate and Auditing ...
The Fair and Accurate Credit Transactions Act of 2003 (FACT Act or FACTA, Pub. L. 108–159 (text) (PDF)) is a U.S. federal law, passed by the United States Congress on November 22, 2003, [1] and signed by President George W. Bush on December 4, 2003, [2] as an amendment to the Fair Credit Reporting Act. The act allows consumers to request and ...