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2. Series 7 exam - Wikipedia

   en.wikipedia.org/wiki/Series_7_Exam

   The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]

3. What Is the Series 7 License? - AOL

   www.aol.com/news/series-7-license-191945596.html

   The Series 7 license allows professionals to sell securities in the U.S. To obtain it, they must pass a rigorous exam covering various financial topics. Financial Industry Regulatory Authority ...

4. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 6 – Investment Company and Variable Contracts Exam (Mutual Funds Broker/Variable Annuities) Series 7 – General Securities Representative Exam (Stockbroker) Series 11 – Assistant Representative – Order Processing; Series 15 – Foreign Currency Options Exam; Series 17 – United Kingdom Securities Representative Exam

5. An Advisor's Guide to the Series 7 License - AOL

   www.aol.com/news/series-7-exam-gateway-many...

   Obtaining the Series 7 license is an important step for many financial advisors on their climb up the career ladder. But clearing this obstacle is not without its challenges. ... 24/7 Help. For ...

6. Registered representative (securities) - Wikipedia

   en.wikipedia.org/wiki/Registered_representative...

   Some state laws and broker/dealer policies also require the Series 63 examination (known as the Uniform Securities Agent State Law Exam). [ citation needed ] [ 1 ] A registered representative ("RR" or "rep" or "broker") is authorized to sell a large array of securities such as stocks, bonds, options, mutual funds, limited partnership programs ...

7. What Is the Series 27 Exam and License? - AOL

   www.aol.com/news/series-27-exam-license...

   The Series 27 Financial and Operations Principal (FINOP) is a license that allows its holder to oversee the financial operations in one specific organization, namely a member firm brokerage. Also ...

8. Financial adviser - Wikipedia

   en.wikipedia.org/wiki/Financial_adviser

   For example, a licensed insurance agent may be qualified to sell both life insurance and variable annuities, because the insurance agent holds an insurance license and holds the Series 7 qualification examination. A broker (Series 7) may also be a financial planner.

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