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Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...
The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.
The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [8]To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures.
Provided that the company has more than a certain number of shareholders and has a certain amount of assets (500 shareholders, above $10 million in assets, per Act sections 12, 13, and 15), the 1934 Act requires that issuers regularly file company information with the SEC on certain forms (the annual 10-K filing and the quarterly 10-Q filing).
For example, a company can file a shelf registration statement with a prospectus for 100,000,000 shares, $1,000,000,000 face value of bonds, $500,000,000 face value of convertible bonds, 50,000,000 Series A warrants, and 50,000,000 Series B warrants. These five different classes or series of securities are offered in a single document.
For the fiscal year ended July 31, 2022, TurboTax represented about 31% of Intuit's sales, according to SEC filings — or $3.9 billion. So the market angst is understandable. So the market angst ...
2018 Peach Bowl, 41-15 loss to Florida. Michigan's most frequent SEC opponent in recent times has been Florida. Michigan and Florida have played five times since 2003, with Michigan holding a 4-1 ...
SEC filing; F. Form 3; Form 4; Form 5; Form 6-K; Form 8-K; Form 10-12B ... Form 13F; Form 20-F; Form 144; Form D; Form F-4; Form F-6; Form N-1A; Form S-1; Form S-3 ...