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The remaining 5 questions are being pre-tested for possible inclusion in the operational question bank; these questions may appear anywhere in the exam and are not identified. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting ...
Onsite sewage facilities (OSSF), also called septic systems, are wastewater systems designed to treat and dispose of effluent on the same property that produces the wastewater, in areas not served by public sewage infrastructure. A septic tank and drainfield combination is a fairly common type of on-site sewage facility in the Western world.
In Rules 504 and 505, Regulation D implements §3(b) of the Securities Act of 1933 (also referred to as the '33 Act), which allows the SEC to exempt issuances of under $5,000,000 from registration. It also provides (in Rule 506) a "safe harbor" under §4(a)(2) of the '33 Act (which says that non-public offerings are exempt from the registration ...
A hotel worker accused of supplying drugs to Liam Payne before the One Direction singer’s death in Buenos Aires on Oct. 16., 2024 has reportedly turned himself in to the police.. Ezequiel David ...
The National Park Service is cautioning spectators to heed warnings and safety precautions after the latest eruption of Hawaii's Kilauea volcano, one of the most active in the world. Kilauea began ...
A variety of performers will take to the stage ahead of tonight's ball drop in New York's Times Square before a massive crowd of New Year's Eve revelers ringing in 2025.. Here's what you need to ...
Concerning know your customer rules and Bank Secrecy Act regulations, financial institutions are encouraged to keep track of customers employment status and other business dealings, including whether or not the financial activity of customers are consistent with their business activities, and report on customers' suspect activities to the ...
Top national security advisers to President-elect Donald Trump and outgoing President Joe Biden are working "hand in glove" to pose a united front against U.S. adversaries during the presidential ...