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  2. Securities and Exchange Commission (Philippines) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    Civil Code of the Philippines (RA No. 386, Title IX - Partnership) Retail Trade Liberalization Act of 2000 (RA No. 8762) Foreign Investments Act of 1991 (RA No. 7402), as amended; Omnibus Investments Code of 1987 (E.O. No. 226, Book III) Securitization Act of 2004 (RA No. 9267) Anti-Dummy Law (Commonwealth Act No. 108), as amended

  3. Philippine Dealing Exchange - Wikipedia

    en.wikipedia.org/wiki/Philippine_Dealing_Exchange

    The Philippine Dealing & Exchange Corp. (PDEx) is a dealing exchange for major banks in the Philippines. The primary exchange of the country for all sectors is the Philippine Stock Exchange. PDEx is licensed by the Securities and Exchange Commission (SEC) as an Exchange under the provisions of the Securities Regulation Code (SRC).

  4. Chinabank - Wikipedia

    en.wikipedia.org/wiki/Chinabank

    Chinabank is the fourth largest private universal bank in the Philippines. It was named by The Asset as the Best Bank in the Philippines in 2021 [1] and by the People Management Association of the Philippines as the 2023 Employer of the Year. [2] Chinabank is also one of the best-governed publicly listed companies.

  5. Registered representative (securities) - Wikipedia

    en.wikipedia.org/wiki/Registered_representative...

    Some state laws and broker/dealer policies also require the Series 63 examination (known as the Uniform Securities Agent State Law Exam). [ citation needed ] [ 1 ] A registered representative ("RR" or "rep" or "broker") is authorized to sell a large array of securities such as stocks, bonds, options, mutual funds, limited partnership programs ...

  6. Steve Solon - Wikipedia

    en.wikipedia.org/wiki/Steve_Solon

    Straight out of college, Steve passed the General Securities Representative Exam (Series 7) and the Uniform Securities Agent State Law Examination (Series 63) and became a licensed stock broker on Wall Street.

  7. Stockbroker - Wikipedia

    en.wikipedia.org/wiki/Stockbroker

    A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.

  8. AOL Mail

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    Get AOL Mail for FREE! Manage your email like never before with travel, photo & document views. Personalize your inbox with themes & tabs. You've Got Mail!

  9. Manila Commodity Exchange - Wikipedia

    en.wikipedia.org/wiki/Manila_Commodity_Exchange

    Manila Commodity Exchange/Makati Commodity Exchange (MCX) is a commodity and derivatives exchange located in Ayala Avenue, Makati, Philippines.MCX currently has 84 registered members throughout the Philippines.

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