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2. Commodity broker - Wikipedia

   en.wikipedia.org/wiki/Commodity_broker

   A commodity broker is a firm or an individual who executes orders to buy or sell commodity contracts on behalf of the clients and charges them a commission. A firm or individual who trades for his own account is called a trader. Commodity contracts include futures, options, and similar financial derivatives.

3. Cannon Trading Company, Inc. - Wikipedia

   en.wikipedia.org/wiki/Cannon_Trading_Company,_Inc.

   Cannon Trading Company, Inc. is a licensed future, commodities, and Forex Brokerage firm. It is an independent Introducing Broker based in Los Angeles, California. It was incorporated and has been a member of the National Futures Association the futures industry’s self-regulatory body – since 1988. Cannon Trading Company is also registered ...

4. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam *. Series 65 – Uniform Investment Adviser Law Exam *. Series 66 – Uniform Combined State Law Exam (Combined 63 and 65)*. Series 72 – Government Securities – Limited Representative.

5. Commodity trading advisor - Wikipedia

   en.wikipedia.org/wiki/Commodity_trading_advisor

   Super angel. A commodity trading advisor (CTA) is US financial regulatory term for an individual or organization who is retained by a fund or individual client to provide advice and services related to trading in futures contracts, commodity options and/or swaps. [1][2] They are responsible for the trading within managed futures accounts.

6. National Futures Association - Wikipedia

   en.wikipedia.org/wiki/National_Futures_Association

   The National Futures Association (NFA) is the self-regulatory organization (SRO) for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency (forex) and OTC derivatives (swaps). NFA is headquartered in Chicago and maintains an office in New York City. NFA is a non-profit, independent regulatory ...

7. Securities market participants (United States) - Wikipedia

   en.wikipedia.org/wiki/Securities_market...

   The thousands of US broker-dealers [11] must all be registered with FINRA or a national securities exchange, or both. Commodity brokers include Futures Commission Merchants, Commodity Trading Advisors and Commodity Pool Operators, which register with the National Futures Association. Firms may register both as a broker-dealer and a commodity ...

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9. Commodity Futures Trading Commission - Wikipedia

   en.wikipedia.org/wiki/Commodity_Futures_Trading...

   The Commodity Futures Trading Commission (CFTC) is an independent agency of the US government created in 1974 that regulates the U.S. derivatives markets, which includes futures, swaps, and certain kinds of options. The Commodity Exchange Act (CEA), 7 U.S.C. § 1 et seq., prohibits fraudulent conduct in the trading of futures, swaps, and other ...