enow.com Web Search

Search results

1. Results from the WOW.Com Content Network

2. Form 4 - Wikipedia

   en.wikipedia.org/wiki/Form_4

   Form 4. Form 4 is a United States SEC filing that relates to insider trading. Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ...

3. U.S. Securities and Exchange Commission - Wikipedia

   en.wikipedia.org/wiki/U.S._Securities_and...

   U.S. Securities and Exchange Commission

4. Securities Exchange Act of 1934 - Wikipedia

   en.wikipedia.org/wiki/Securities_Exchange_Act_of...

   Securities Exchange Act of 1934

5. United States securities regulation - Wikipedia

   en.wikipedia.org/wiki/United_States_Securities...

   Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood to include both federal and state-level regulation by governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock ...

6. SEC filing - Wikipedia

   en.wikipedia.org/wiki/SEC_filing

   SEC filing - Wikipedia ... SEC filing

7. Regulation S-K - Wikipedia

   en.wikipedia.org/wiki/Regulation_S-K

   Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

8. Category:SEC filings - Wikipedia

   en.wikipedia.org/wiki/Category:SEC_filings

   Download as PDF; Printable version ... Pages in category "SEC filings" The following 26 pages are in this category, out of 26 total. ... SEC filing; F. Form 3; Form 4 ...

9. Form 3 - Wikipedia

   en.wikipedia.org/wiki/Form_3

   Form 3. Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions. After a Form 3 is filed, future filings of ...