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  2. Form 4 - Wikipedia

    en.wikipedia.org/wiki/Form_4

    Form 4. Form 4 is a United States SEC filing that relates to insider trading. Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ...

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    SEC filing - Wikipedia ... SEC filing

  4. Form 10-K - Wikipedia

    en.wikipedia.org/wiki/Form_10-K

    Historically, Form 10-K had to be filed with the SEC within 90 days after the end of the company's fiscal year.However, in 2004, the SEC approved a Final Rule that changed the deadlines to 60 days for Form 10-K for "accelerated filers"; meaning issuers that have a public float of at least $75 million, that have been subject to the Exchange Act's reporting requirements for at least 12 calendar ...

  5. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    U.S. Securities and Exchange Commission

  6. Schedule 13D - Wikipedia

    en.wikipedia.org/wiki/Schedule_13D

    Schedule 13D. Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the ...

  7. Form 8-K - Wikipedia

    en.wikipedia.org/wiki/Form_8-K

    Form 8-K

  8. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  9. Securities Exchange Act of 1934 - Wikipedia

    en.wikipedia.org/wiki/Securities_Exchange_Act_of...

    Securities Exchange Act of 1934