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  2. FCA Controlled Functions - Wikipedia

    en.wikipedia.org/wiki/FCA_Controlled_Functions

    Note that a body corporate may be a chief executive. If so, it will need to be approved (if the firm in question is an FCA-authorised person) to perform the chief executive function. The chief executive function does not apply in relation to a PRA-authorised person. PRA approval is required instead.

  3. Nikhil Rathi - Wikipedia

    en.wikipedia.org/wiki/Nikhil_Rathi

    In June 2020, HM Treasury appointed Rathi to be the new chief executive at the FCA, succeeding Andrew Bailey, after his appointment as the Governor at the Bank of England in March 2020, and Christopher Woolard, who acted as interim CEO. [5] [6] Rathi took over in October 2020. [7]

  4. Financial Conduct Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Conduct_Authority

    There has also been criticism of Chief Executive Martin Wheatley because of his responsibility for the minibond fiasco in Hong Kong. On 10 December 2014, the FCA released a report from Simon Davis from Clifford Chance LLP inquiring into the events of 27/28 March 2014 relating to the press briefing of information in the FCA's 2014/15 Business Plan.

  5. Cutting red tape could attract more bad actors in finance ...

    www.aol.com/cutting-red-tape-could-attract...

    Financial Conduct Authority (FCA) chief executive Nikhil Rathi told MPs on the Treasury Select Committee that there will be increased risk-taking as part of proposed changes by Government.

  6. Andrew Bailey (banker) - Wikipedia

    en.wikipedia.org/wiki/Andrew_Bailey_(banker)

    Andrew John Bailey (born 30 March 1959) is a British central banker and Governor of the Bank of England since 16 March 2020.. Previously he served as the Chief Cashier of the Bank of England under Mervyn King from January 2004 until April 2011, Deputy Governor of the Bank of England for Prudential Regulation under Mark Carney from April 2013 to July 2016 and Chief Executive of the Financial ...

  7. Former top Barclays banker loses appeal against FCA ban on ...

    www.aol.com/former-top-barclays-banker-loses...

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  8. FCA's Crypto AML Compliance Chief Steps Down - AOL

    www.aol.com/news/fcas-crypto-aml-compliance...

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  9. Sheldon Mills - Wikipedia

    en.wikipedia.org/wiki/Sheldon_Mills

    Sheldon Mills (born 5 June 1976) is the executive director, consumers and competition at the Financial Conduct Authority. [1] [2] He had previously been a senior director at the Competition and Markets Authority. He chairs the board of trustees of Stonewall.