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  2. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    China Banking Regulatory Commission (2003–2018), China Insurance Regulatory Commission (2003–2018), China Banking and Insurance Regulatory Commission (2018–2023), and Financial Stability and Development Committee (2017–2023) Hungarian Financial Supervisory Authority (2000–2013) Financial Regulator (Ireland) (2003–2010)

  3. Financial Conduct Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Conduct_Authority

    The FCA works alongside the Prudential Regulation Authority and the Financial Policy Committee to set regulatory requirements for the financial sector. The FCA is responsible for the conduct of around 58,000 businesses which employ 2.2 million people and contribute around £65.6 billion in annual tax revenue to the economy in the United Kingdom ...

  4. Securities and Exchange Commission (Philippines) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    Lending Company Regulation Act (LCRA) of 2007 (RA No. 9474) Financing Company Act (FCA) (RA No. 8556), as amended; Investment Company Act (RA No. 2629), as amended, and its Implementing Rules and Regulations (IRR) Investment Houses Law (PD No. 129) Civil Code of the Philippines (RA No. 386, Title IX - Partnership)

  5. FCA Controlled Functions - Wikipedia

    en.wikipedia.org/wiki/FCA_Controlled_Functions

    (1) does not apply if that parent undertaking or holding company has a Part 4A permission or is regulated by an EEA regulator. (1) does not apply to the function falling into SUP 10A.6.13 R [ 4 ] (non-executive director of the parent undertaking or holding company).

  6. Philippines' Marcos bans offshore gaming operators - AOL

    www.aol.com/news/philippines-marcos-orders...

    MANILA (Reuters) -Philippine President Ferdinand Marcos banned offshore gambling operators on Monday, targeting an online industry that the regulator has said is dominated by Chinese firms and ...

  7. Financial Services Compensation Scheme - Wikipedia

    en.wikipedia.org/wiki/Financial_Services...

    The rules of the FSCS are made by the Financial Conduct Authority (FCA) and are contained in its handbook. [2] The FSCS board of directors is appointed by and ultimately accountable to the FCA. It covers deposits, insurance, debt management, funeral plans, insurance, investments, pensions, mortgages and payment protection insurance to varying ...

  8. Senior Managers Regime - Wikipedia

    en.wikipedia.org/wiki/Senior_Managers_Regime

    The SM&CR legislation was formed in response to the 2008 banking crisis and significant conduct failings such as the manipulation of LIBOR.UK Parliament passed the proposed legislation in December 2013, leading to the FCA and Prudential Regulation Authority applying the legislation to the banking sector from March 2016.

  9. Financial regulatory authority - Wikipedia

    en.wikipedia.org/wiki/Financial_regulatory_authority

    Whereas most financial regulatory authorities have a national mandate, there are instances of both subnational and supranational authorities: Subnational authorities are extant most prominently in Canada and the United States, at the level of individual provinces and states respectively, and in autonomous territories such as British Overseas Territories and Crown Dependencies, Constituent ...