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  2. 8 of the Best Free Online Investment Calculators - AOL

    www.aol.com/news/8-best-free-online-investment...

    With a little legwork and the help of free online investment calculators, investors can answer many big financial questions themselves. Skip to main content. Sign in. Mail. 24/7 Help. For premium ...

  3. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    Pension Fund Regulatory and Development Authority (PFRDA) National Financial Reporting Authority (NFRA) Financial Stability and Development Council (FSDC) Financial Intelligence Unit-India (FIU-IND) Serious Fraud Investigation Office (SFIO) Indonesia: Bank Indonesia (BI) ; Financial Services Authority (OJK) ; Deposit Insurance Agency (LPS) Iran

  4. Financial Industry Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Industry...

    The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. ( NASD ) as well as to the member regulation, enforcement, and ...

  5. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    The following is a list of the U.S. Financial Industry Regulatory Authority (FINRA), NASAA, and National Futures Association (NFA) financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no sponsorship requirement ...

  6. 10 Best Dividend Trackers for 2023 - AOL

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    Plus, if you only have one linked account, you can stick with the free plan, which comes with a dividend calculator, alerts, value projection and even portfolio analysis. The ads can be ...

  7. Mutual fund fees and expenses - Wikipedia

    en.wikipedia.org/wiki/Mutual_fund_fees_and_expenses

    One notable component of the expense ratio of U.S. funds is the "12b-1 fee", which represents expenses used for advertising and promotion of the fund. 12b-1 fees are paid by the fund out of mutual fund assets and are generally limited to a maximum of 1.00% per year (.75% distribution and .25% shareholder servicing) under FINRA Rules.

  8. Personal Capital - Wikipedia

    en.wikipedia.org/wiki/Personal_Capital

    Analytics and planning advice is then automated through a 401(k) fee analyzer, retirement planner, mutual fund analyzer, an investment checkup, and cash flow tool. [16] [17] A free Personal Capital app for iOS and Android devices has also been available to all users with the same monitoring, analytic, and planning functionalities as the web ...

  9. Returns-based style analysis - Wikipedia

    en.wikipedia.org/wiki/Returns-based_style_analysis

    Similar information describing a fund's investment style can be aggregated by comprehensive analysis of a fund's holdings. Returns-based analysis, which assesses the behavior of an investment vehicle versus known investment products (i.e., indices) is intended to be used in a complementary fashion with holdings-based analysis, which analyzes an ...

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