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Form 4 is a United States SEC filing that relates to insider trading.Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ownership regarding such security.
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
These powers were formalised after the war in 1947, in the Exchange Control Act. [3] As long as exchange controls remained in place, the amount of money British citizens could take out of the UK was severely limited. British passports contained a final page titled "Exchange Control Act 1947” in which foreign currency exchanges had to be ...
Form F-4 is an American Form used to register securities in connection with business combinations and exchange offers involving foreign private issuers. These activities include mergers & acquisitions, going-private transactions, rights offerings, and other similar deals conducted by foreign entities.
The Securities Acts Amendments of 1975 is a U.S. federal law that amended the Securities Act of 1933 and the Securities Exchange Act of 1934. [1] It was enacted by the 94th United States Congress and signed into law by President Gerald Ford on June 4, 1975. [2]
The Office of the Comptroller of the Currency (OCC) is an independent bureau within the United States Department of the Treasury that was established by the National Currency Act of 1863 and serves to charter, regulate, and supervise all national banks and federal thrift institutions and the federally licensed branches and agencies of foreign banks in the United States. [1]
Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions.
Greens Creek Land Exchange Act of 1995 To provide for the exchange of lands within Admiralty Island National Monument, and for other purposes. Pub. L. 104–123 (text) 104-124: April 1, 1996 (No short title) To amend the Federal Food, Drug, and Cosmetic Act to repeal the saccharin notice requirement. Pub. L. 104–124 (text) 104-125