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Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.
Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...
Shelf registration is a registration of a new issue that can be prepared up to three years in advance, [1] so that the issue can be offered quickly as soon as funds are needed or market conditions are favorable. For example, current market conditions in the housing market are not favorable for a specific firm to issue a public offering.
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underwriter's commissions and discounts; promotion expenses; net proceeds to the issuing company (issuer); balance sheet; earnings statements for last 3 years, if available; names and address of all officers, directors, underwriters and stockholders owning 10% or more of the current outstanding stock; copy of the underwriting agreement;
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A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11 S-1MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1 S-3