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The FCA published new Listing Rules in 2024, aiming to simplify the UK listings regime, marking the most significant changes in over three decades. These rules, effective from 29 July 2024, created a single listing category and streamlined eligibility criteria to encourage a wider range of companies to issue shares in the UK.
The Financial Conduct Authority Handbook is a set of rules required to be followed by banks, insurers, investment businesses and other financial services in the United Kingdom under the Financial Services and Markets Act 2000. It is administered by the Financial Conduct Authority in London.
The following is a list of regulators in the UK. Regulators exercise regulatory or supervisory authority over a variety of endeavours. In addition, local authorities in the UK provide regulatory functions in a number of areas. Professional associations also act to regulate their memberships. The UK is also bound by a number of European and ...
The United Kingdom Electronic Travel Authorisation (ETA) is an advance travel permission required from foreign nationals who intend to visit or transit the United Kingdom without a visa. [ 1 ] The system, as part of the Nationality and Borders Act 2022 , operates using an online application whose information is checked against security databases.
The organisation was set up by the UK Government and is paid for by a statutory levy on the financial services industry. [3] It is an arm's-length body of the Department for Work and Pensions. [4] [5] MaPS is the largest funder of debt advice in England. The service's chair is Sir Hector Sants. [6] In January 2020, Caroline Siarkiewicz was ...
giving advice to clients solely in connection with corporate finance business and performing other functions related to this; giving advice or performing related activities in connection with pension transfers or opt-outs for retail clients; giving advice to a person to become, or continue or cease to be, a member of a particular Lloyd's syndicate;
Financial advisers need to pass a series of exams and receive a Diploma in Financial Planning (or, prior to the Retail Distribution Review, a Financial Planning Certificate) and also authorised by the Financial Conduct Authority, a UK government qango that must be satisfied that the adviser is a “fit and proper person” before they may ...
The list is updated several times a day between 8am and 6.05pm UK time; it will include details of listed securities such as description, country of origin and market status. [ 2 ] The list is held in accordance with Section 74(1) of the British Financial Services and Markets Act 2000 for the purposes of Part VI of the Act.