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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, among ...
The High Court and Court of Appeal of the Straits Settlements became the Colony of Singapore High Court and Court of Appeal. In 1958 Singapore was granted internal self-government and became the State of Singapore. This change was put into place by the Singapore (Constitution) Order in Council 1958 [47] made under powers conferred by the State ...
All stockholder derivative actions filed with a court against an investment company or an affiliate 40-8B25 Document or Report 40-8F-2 Initial application for de-registration pursuant to Investment Company Act Rule 0-2 40-APP Applications under the Investment Company Act other than those reviewed by Office of Insurance Products 40-APP/A
An investment company is a financial institution principally engaged in holding, managing and investing securities.These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered under the Investment Company Act of 1940.
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Rules are generally legal instruments such as Rules of Court that regulate judicial or other procedure. [45] Regulations are legal instruments implementing the substantive content of Acts of Parliament that have a continuing regulating effect. [46] An order is a legal instrument that has an executive flavour and expresses an obvious command ...
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