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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, among ...
An investment company is a financial institution principally engaged in holding, managing and investing securities.These companies in the United States are regulated by the U.S. Securities and Exchange Commission and must be registered under the Investment Company Act of 1940.
Under the Malaysia Act 1963, the judicial power of Malaysia was vested in a Federal Court, a High Court in Malaya, a High Court in Borneo and a High Court in Singapore. This new structure was officialised with effect from 16 March 1964 through the Courts of Judicature Act 1964 (M'sia), [ 54 ] which replaced the Supreme Court of the Colony of ...
Rules are generally legal instruments such as Rules of Court that regulate judicial or other procedure. [45] Regulations are legal instruments implementing the substantive content of Acts of Parliament that have a continuing regulating effect. [46] An order is a legal instrument that has an executive flavour and expresses an obvious command ...
A Business Development Company ("BDC") is a form of unregistered closed-end investment company in the United States that invests in small and mid-sized businesses. This form of company was created by the US Congress in 1980 in the amendments to the Investment Company Act of 1940. Publicly filing firms may elect regulation as BDCs if they meet ...
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Form N-1A is a registration statement used by investment companies to create new open-end mutual funds. A company must file this form with the Securities and Exchange Commission's EDGAR filing system. Companies file an N-1A under the Investment Company Act of 1940 if they wish to register shares of the