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  2. Prime brokerage - Wikipedia

    en.wikipedia.org/wiki/Prime_brokerage

    Prime brokerage is the generic term for a bundled package of services offered by investment banks, wealth management firms, and securities dealers to hedge funds which need the ability to borrow securities and cash in order to be able to invest on a netted basis and achieve an absolute return.

  3. Merrill Lynch & Co. - Wikipedia

    en.wikipedia.org/wiki/Merrill_Lynch_&_Co.

    The firm engaged in prime brokerage and broker-dealer activities and was headquartered in New York City, occupying the entire 34 stories of 250 Vesey Street. The company agreed to be acquired by Bank of America on September 14, 2008, at the height of the Financial crisis of 2007–2008, the same weekend that Lehman Brothers was allowed to fail.

  4. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    In connection with an investigation into the SEC's role in the collapse of Bear Stearns, in late September, 2008, the SEC's Division of Trading and Markets responded to an early formulation of this position by maintaining (1) it confuses leverage at the Bear Stearns holding company, which was never regulated by the net capital rule, with leverage at the broker-dealer subsidiaries covered by ...

  5. Prime brokers fight for clients after Credit Suisse's exit - AOL

    www.aol.com/news/prime-brokers-fight-clients...

    Credit Suisse said in November it would exit prime brokerage, which provides financing, custody, clearing and advisory services to hedge funds and institutional clients. Since then, rivals have ...

  6. Regions Bank Signs Agreement with PrimeVest to Offer ... - AOL

    www.aol.com/news/2012-11-15-regions-bank-signs...

    PrimeVest Financial Services Inc. is a self-clearing, registered broker-dealer and RIA firm that delivers customized investment and insurance solutions to 500 financial institutions.

  7. TD Cowen - Wikipedia

    en.wikipedia.org/wiki/TD_Cowen

    On August 2, 2022, Toronto-Dominion Bank announced it had reached an agreement with Cowen to acquire it for US$1.3 billion, translating to $39 per share. [1] TD announced that Cowen chair and CEO Jeffrey Solomon would join the senior leadership of TD's securities division following the acquisition, and that the combined business will be known ...

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