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The Division of Corporations and Financial Institutions licenses and regulates broker-dealer and investment advisers; financial service providers like payday lenders, finance lenders and brokers, and escrow companies; residential mortgage lenders and loan originators; commercial, industrial, and foreign (other nation and other state) banks ...
The exchange's trading floor, located on the building's second floor, was patterned after the New York Stock Exchange, measured 89 by 90 feet (27 m) and was designed to accommodate 300 brokers. [5] The exchange also included six trading posts with price indicators for 384 issues, a clearing-house, visitors' gallery, smoking-room for members ...
Hanmi Bank Corporation is a community bank headquartered in Los Angeles, California, with 35 branches and eight loan production offices in California, Texas, Illinois, New York, New Jersey and Virginia. Hanmi Bank specializes in real estate, commercial, Small Business Administration loans and trade finance lending to small and middle market ...
Jefferies Group LLC is an American multinational independent investment bank and financial services company that is headquartered in New York City.The firm provides clients with capital markets and financial advisory services, institutional brokerage, securities research, and asset management.
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B. Riley Financial, Inc. (referred to as B. Riley) is an American financial services company headquartered in Los Angeles, California. The company is known for its investment banking services regarding small cap companies as well as retail liquidation services. [2] [3] It has also acquired several organizations and companies in recent years.
Rockefeller Capital Management (RCM) is an independent wealth management and financial services firm, founded in 2018. The firm offers family office, asset management, and strategic advisory services to high-net-worth individuals and families, institutions, and corporations. Its president and CEO is Greg Fleming.