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Cetera Financial Group (commonly referred to as Cetera) is an independent wealth hub and financial services provider comprising, among other companies, one of the largest families of independent registered investment advisers and broker-dealers in the United States.
In September 2012, the company sold Genworth Financial Investment Services, its financial adviser unit, to Cetera Financial Group. [28] In December 2012, Thomas McInerney was named CEO of the company. [29] [30]
On January 16, 2014 RCS Capital announced that it had agreed to purchase Cetera Financial Group and on January 17, 2014 announced its similar intention to acquire J.P. Turner & Company for $1.15 billion and $27 million, respectively. An article by Investment News cited that "If all his deals come to fruition...his network would have close to ...
Cetera Advisor Networks is one of four broker-dealers owned by Cetera Financial Group, one of the nation's largest privately-held, independent broker-dealer and investment adviser families.
In 2006, 48 percent of Putnam's mutual funds scored in the top 50 percent compared with funds in their peer group, an increase of 8 percent from two years prior. [7] However, that same year, an SEC lawsuit accused several former employees, including their transfer agency chief, of "defrauding several mutual funds and a corporate retirement plan ...
Benjamin W. Navarro (born 1962 or 1963) is an American businessman, the founder and chief executive officer of Sherman Financial Group, LLC, one of the largest buyers of consumer debt in the United States, [1] and the owner of Credit One Bank, a bank specializing in credit cards for borrowers with low credit scores.
Thomas "Tom" Secunda (born 1954) is an American billionaire businessman, best known as one of the four co-founders of Bloomberg L.P. and its vice chairman. [1] As of May 2022, his net worth was estimated at US$4.1 billion. [2]
Broadridge Financial Solutions, Inc. is a public corporate services and financial technology company. Headquartered in Lake Success, New York , [ 3 ] the company was founded in 2007 as a spin-off from Automatic Data Processing . [ 1 ]