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The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2
List of commissioners of the Securities and Exchange Commission (1934-present) [3] Term start President Chair Republican Democratic 1934 Franklin D. Roosevelt: Joseph P. Kennedy Sr. George C. Matthews: Robert E. Healy: James M. Landis: Ferdinand Pecora: 1935: James M. Landis: William O. Douglas: James Delmage Ross: 1936 1937: Jerome Frank 1938 ...
U.S. Securities and Exchange Commission (3 C, 24 P) Pages in category "Securities and exchange commissions" The following 27 pages are in this category, out of 27 total.
A 25-year-old Alabama resident named Eric Council Jr. was arrested Thursday morning in connection with the unauthorized takeover of the Security and Exchange Commission’s X account in January ...
Electronic ticker monitor display, showing the bid and offer status of securities. Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and regulators who monitor the markets' activities.
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A securities commission, securities regulator or capital market authority is a government department or agency responsible for financial regulation of securities products within a particular country. Its powers and responsibilities vary greatly from country to country, but generally cover the setting of rules as well as enforcing them for ...
See also Securities and Exchange Commission appointees. Members are listed there by Presidential administration. Members are listed there by Presidential administration. At 2-4-09, 39 members listed there had no articles written on them.