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Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
The SEC prescribes the relevant forms on which an issuer's securities must be registered. The law describes required disclosures in Schedule A and Schedule B; however, in 1982, the SEC created Regulation S-K to consolidate duplicate information into an "integrated disclosure system". [11] Among other things, registration forms call for:
Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
Regulation S-K; Regulation S-X; S. Schedule 13D; Schedule 13G; Schedule TO This page was last edited on 21 December 2018, at 05:01 (UTC). Text is available under ...
The Regulation D changes from 2020 haven’t appeared to impact the personal savings rate, which is the personal saving portion of disposable personal income. Data for this can be found on the St ...
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Regulation A; Regulation AB; ... Regulation NMS; Regulation S-K; Regulation S-X; SEC Rule 10b-5; SEC Rule 10b5-1; SEC Rule 17a-4; S. Scienter; Securities Investor ...