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2. List of securities examinations - Wikipedia

   en.wikipedia.org/.../List_of_securities_examinations

   Series 31 – Futures – Managed Funds Exam* Series 32 – Limited Futures Exam - Regulations; Series 37 – Canada Securities Representative Exam - With Options; Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 ...

3. Commodity trading advisor - Wikipedia

   en.wikipedia.org/wiki/Commodity_trading_advisor

   A commodity trading advisor (CTA) is US financial regulatory term for an individual or organization who is retained by a fund or individual client to provide advice and services related to trading in futures contracts, commodity options and/or swaps. [1] [2] They are responsible for the trading within managed futures accounts.

4. Commodity broker - Wikipedia

   en.wikipedia.org/wiki/Commodity_broker

   Futures Commission Merchant (FCM): a firm or individual that solicits or accepts orders for commodity contracts traded on an exchange and holds client funds to margin, similar to a securities broker-dealer. Most individual traders do not work directly with a FCM, but rather through an IB or CTA.

5. 1256 Contract - Wikipedia

   en.wikipedia.org/wiki/1256_Contract

   Because most futures contracts are held for less than the 12-month minimum holding period for long-term capital gains tax rates; the gain from any non-1256 contract will typically be taxed at the higher short-term rate. Thus the 1256 Contract designation enhances the marketability based on the after-tax attractiveness of these products.

6. California Department of Financial Protection and Innovation

   en.wikipedia.org/wiki/California_Department_of...

   In an effort to strengthen consumer financial protections in California, Governor Gavin Newsom in 2020 proposed an initiative [3] to modernize and revamp the Department of Business Oversight (DBO). The measure included an increase in staff and authority, to enhance the department's regulatory scope and enable it to become a national model for ...

7. AOL Mail

   mail.aol.com

   Get AOL Mail for FREE! Manage your email like never before with travel, photo & document views. Personalize your inbox with themes & tabs. You've Got Mail!

8. Futures exchange - Wikipedia

   en.wikipedia.org/wiki/Futures_exchange

   A futures exchange or futures market is a central financial exchange where people can trade standardized futures contracts defined by the exchange. [1] Futures contracts are derivatives contracts to buy or sell specific quantities of a commodity or financial instrument at a specified price with delivery set at a specified time in the future.

9. Gary W. Loveman - Pay Pals - The Huffington Post

   data.huffingtonpost.com/paypals/gary-w-loveman

   From January 2008 to December 2012, if you bought shares in companies when Gary W. Loveman joined the board, and sold them when he left, you would have a 3.6 percent return on your investment, compared to a -2.8 percent return from the S&P 500.