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Markets in Financial Instruments Directive 2014 (2014/65/EU, commonly known as MiFID 2), [1] is a directive of the European Union (EU). Together with Regulation No 600/2014 it provides a legal framework for securities markets, investment intermediaries, in addition to trading venues.
Stock market equivalence is granted by the European Union to those countries whose stock markets are deemed to be 'equivalent' to those of the EU countries. On 3 January 2018, the EU implemented the "Markets in Financial Instruments Directive II" (colloquially known as "MiFID II") which required all European investment firms & traders to trade the shares of a company listed in the EU on a ...
An Approved Publication Arrangement (APA) is an entity authorized under the MiFID II directive to publish trade reports on behalf of investment firms, fulfilling requirements outlined in Article (4)(1)(52).
The Article 4(1)(20) of Directive 2014/65/EU (MiFID II) considers "investment firms dealing on own account when executing client orders over the counter (OTC) on an organised, frequent, systematic and substantial basis" systematic internaliser and requires them to report their trades. [2]
An asset management company is an asset management / investment management company/firm that invests the pooled funds of retail investors in securities in line with the stated investment objectives. For a fee, the company/firm provides more diversification, liquidity, and professional management consulting service than is normally available to ...
Lonsdale Investment Trust: Robert Benson & Co. Robert Benson Lonsdale: 1956 Eastman Dillon & Co. Union Securities: Eastman Dillon Union Securities & Co. 1957 S. G. Warburg & Co. Seligman Bros. S. G. Warburg & Co. 1961 Robert Benson Lonsdale: Kleinwort, Sons & Co. Kleinwort Benson Limited: 1965 Drexel and Company: Harriman, Ripley and Company ...
Article 4 (15) of MiFID describes MTF as a “multilateral system, operated by an investment firm or a market operator, which brings together multiple third-party buying and selling interests in financial instruments – in the system and in accordance with non-discretionary rules – in a way that results in a contract”.
Lazard was founded in 1848 and operates from 41 cities across 26 countries in North America, Europe, Asia, Australia, and Central and South America. [3] The firm provides advice on mergers and acquisitions , strategic matters, restructuring and capital structure, capital raising and corporate finance , as well as asset management services to ...