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  2. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets. [3]

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    11-K, 11-K/A Annual report of employee stock purchase, savings and similar plans (and amendment thereto) 11-KT, 11-KT/A Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto) 13F-HR, 13F-HR/A Initial Quarterly Form 13F Holdings report filed by institutional managers (and amendment thereto) 13F-NT, 13F-NT/A

  4. Understanding SEC Form 13F - AOL

    www.aol.com/news/understanding-sec-form-13f...

    The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires ...

  5. 2023 Securities and Exchange Commission charges against the ...

    en.wikipedia.org/wiki/2023_Securities_and...

    On February 21, 2023, the United States Securities and Exchange Commission (SEC) charged the Church of Jesus Christ of Latter-day Saints (LDS Church) and its non-profit investment arm, Ensign Peak Advisors (EP), for failing to disclose the LDS Church's investments, and instead creating shell companies whose purpose was to obscure the church's portfolio.

  6. Electronic Data Gathering, Analysis, and Retrieval - Wikipedia

    en.wikipedia.org/wiki/Electronic_Data_Gathering...

    EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC. The database contains ...

  7. In most cases, there will be no cost to you. If your claim in arbitration is $75,000 or less, we will pay your filing fees, as well as other AAA and arbitrator's fees and expenses. If you initiate an arbitration involving more than $75,000, the AAA rules will govern payment of filing fees and the AAA's and arbitrator's fees and expenses.

  8. Barn Cat Blows Off Work To Hang With Senior Horse Best ... - AOL

    www.aol.com/lifestyle/barn-cat-blows-off-hang...

    In this video, we meet Peaches, an average barn cat who doesn’t mind blowing off work to chill with her BFF, a senior horse.Though Peaches was adopted and given a home in this family’s barn to ...

  9. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...