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  2. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    Registration statement for separate accounts N-6/A Registration statement for separate accounts (Amendment) N-6F Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F N-8A Initial notification of registration under section 8(a) filed on Form N-8A N-8A/A

  3. Red herring prospectus - Wikipedia

    en.wikipedia.org/wiki/Red_herring_prospectus

    A Registration Statement relating to these securities has been filed with the Securities and Exchange Commission but has not yet become effective. Information contained herein is subject to completion or amendment. These securities may not be sold nor may offers to buy be accepted prior to the time the Registration Statement becomes effective.

  4. Private equity fund - Wikipedia

    en.wikipedia.org/wiki/Private_equity_fund

    A private equity fund (abbreviated as PE fund) is a collective investment scheme used for making investments in various equity (and to a lesser extent debt) securities according to one of the investment strategies associated with private equity.

  5. Private equity - Wikipedia

    en.wikipedia.org/wiki/Private_equity

    Private equity (PE) is stock in a private company that does not offer stock to the general public. In the field of finance , private equity is offered instead to specialized investment funds and limited partnerships that take an active role in the management and structuring of the companies.

  6. 5 early warning signs of fraud on your account, according to ...

    www.aol.com/5-early-warning-signs-fraud...

    The best tactic is to regularly review your accounts to spot any purchases that don't make sense. "The earlier you alert your bank, the better off you will be," said Zigmont.

  7. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.

  8. Private equity firm - Wikipedia

    en.wikipedia.org/wiki/Private_equity_firm

    Diagram of the structure of a generic private equity firm. A private equity firm or private equity company (often described as a financial sponsor) is an investment management company that provides financial backing and makes investments in the private equity of a startup or of an existing operating company with the end goal to make a profit on its investments.

  9. Private-equity secondary market - Wikipedia

    en.wikipedia.org/wiki/Private-equity_secondary...

    In finance, the private-equity secondary market (also often called private-equity secondaries or secondaries) refers to the buying and selling of pre-existing investor commitments to private-equity and other alternative investment funds. Given the absence of established trading markets for these interests, the transfer of interests in private ...