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Financial regulatory authorities Afghanistan: Da Afghanistan Bank: Albania: Financial Supervisory Authority (AMF) Algeria: Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) Andorra: Andorran Financial Authority (AFA) Angola: Capital Markets Commission (CMC) ; Agência Angolana de Regulação e Supervisão de Seguros ...
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. ( NASD ) as well as to the member regulation, enforcement, and ...
Whereas most financial regulatory authorities have a national mandate, there are instances of both subnational and supranational authorities: Subnational authorities are extant most prominently in Canada and the United States, at the level of individual provinces and states respectively, and in autonomous territories such as British Overseas Territories and Crown Dependencies, Constituent ...
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Pages in category "Financial regulatory authorities" The following 66 pages are in this category, out of 66 total. ... Uganda Retirement Benefits Regulatory Authority;
Financial regulatory authorities of the United Kingdom (1 C, 6 P) Financial regulatory authorities of the United States (2 C, 30 P) Pages in category "Financial regulatory authorities by country"
The primary self-regulatory organization regulating member brokerage firms and exchange markets until 2007 was the National Association of Securities Dealers (NASD). In 2007 the NASD and NYSE member regulation group combined into the Financial Industry Regulatory Authority (FINRA). [ 6 ]
In 2009, as a regulatory response to the revealed vulnerability of the banking sector in the financial crisis of 2007–08, and attempting to come up with a solution to solve the "too big to fail" interdependence between G-SIFIs and the economy of sovereign states, the Financial Stability Board (FSB) started to develop a method to identify G-SIFIs to which a set of stricter requirements would ...