Search results
Results from the WOW.Com Content Network
The Office of the Comptroller of the Currency (OCC) is an independent bureau within the United States Department of the Treasury that was established by the National Currency Act of 1863 and serves to charter, regulate, and supervise all national banks and federal thrift institutions and the federally licensed branches and agencies of foreign banks in the United States. [2]
In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.
In January 2014, OCC officially received regulatory approvals to clear OTC equity index options. The launch of the OTC S&P 500 equity index option clearing services took place in April 2014. [13] On September 29, 2014, OCC and the U.S. options exchanges announced the adoption of new principles-based risk control standards.
The Federal Housing Finance Agency (FHFA) regulates Fannie Mae, Freddie Mac, and the 11 Federal Home Loan Banks. The Federal Maritime Commission (FMC) regulates the international ocean transportation of the United States. It is charged with ensuring a competitive and efficient ocean transportation system.
Electric utility regulators in South Asia. Bangladesh: Bangladesh Energy Regulatory Commission (BERC) was established on March 13, 2003, through a legislative Act of the Government of Bangladesh to regulate gas, electricity and petroleum products for the whole of Bangladesh.
The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...
Routine venting and flaring of natural gas in New Mexico's oil fields is now restricted, under new methane regulations adopted unanimously by the state Oil Conservation Commission on Thursday. Gov.
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...