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2. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 00 – General Securities Principal Exam (Discontinued; Series 1 – Registered Representative Exam (Discontinued) Series 2 – Non-Member General Securities Exam (Discontinued) Series 3 – National Commodities Futures Exam* Series 5 – Interest Rate Options Exams

3. Financial Advisors Can Make Six Figures a Year: Here ... - AOL

   www.aol.com/finance/financial-advisors-six...

   Being a financial advisor has its pros and cons. Among the downsides: long working hours and potential challenges growing your business. ... Series 63 license. Series 65 license. Series 3 license ...

4. Professional certification in financial services - Wikipedia

   en.wikipedia.org/wiki/Professional_certification...

   It comprises sequential modules in (i) financial securities, (ii) financial markets, and then (iii) a role specific selection from fixed income, derivatives, or fund management. The three exams typically take between 18 months and two years to complete. Candidates become full Members and may use the post-nominal "MCSI".

5. Financial adviser - Wikipedia

   en.wikipedia.org/wiki/Financial_adviser

   Financial advisers are registered, not licensed. [2] For example, a licensed insurance agent may be qualified to sell both life insurance and variable annuities, because the insurance agent holds an insurance license and holds the Series 7 qualification examination. A broker (Series 7) may also be a financial planner.

6. Do Financial Advisors Need a License? - AOL

   www.aol.com/finance/financial-advisors-license...

   License requirements to work as a financial advisor vary widely. Generally, depending on your practice, you will most likely need to take either the Series 6 or Series 7 exams as well as the ...

7. How to Become a Financial Advisor in 6 Steps - AOL

   www.aol.com/finance/become-financial-advisor-6...

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8. Chartered Financial Analyst - Wikipedia

   en.wikipedia.org/wiki/Chartered_Financial_Analyst

   The FAF founded the Institute of Chartered Financial Analysts in 1962; the earliest CFA charter-holders were "grandfathered" in through work experience only, but then a series of three examinations was established along with a requirement to be a practitioner for several years before taking the exams.

9. Series 6 exam - Wikipedia

   en.wikipedia.org/wiki/Series_6_Exam

   A Series 6 registered individual is not a stockbroker since Series 6 license holders cannot sell stock, other corporate securities, direct participation programs (DPPs), or option products. This exam is administered by the Financial Industry Regulatory Authority (FINRA, previously known as the NASD).