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  2. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]

  3. Series 7 Exam: Qualifications and Preparation - AOL

    www.aol.com/news/series-7-exam-qualifications...

    Passing the Series 7 exam registers you to sell and trade most securities as a financial services professional. The exam covers several topics including investment products and their potential ...

  4. An Advisor's Guide to the Series 7 License - AOL

    www.aol.com/news/series-7-exam-gateway-many...

    Obtaining the Series 7 license is an important step for many financial advisors on their climb up the career ladder. ... 24/7 Help. For premium support please call: 800-290-4726 more ways to reach ...

  5. List of standardized tests in the United States - Wikipedia

    en.wikipedia.org/wiki/List_of_standardized_tests...

    Principles and Practice of Engineering Exam the second of the two exams someone must pass to become a Professional Engineer Uniform Certified Public Accountant Examination Uniform Combined State Law Examination , more commonly called the Series 66 Exam, required by some U.S. states for state certification as both a securities agent and ...

  6. CFP vs. Series 7: How to Tell When You Need Each - AOL

    www.aol.com/finance/cfp-vs-series-7-tell...

    The CFP and Series 7 are two designations you might see in the finance industry that are held by financial advisors. However, the CFP and Series 7 are used for different purposes. A series 7 ...

  7. Series 7 - Wikipedia

    en.wikipedia.org/wiki/Series_7

    Series 7 exam, officially the General Securities Representative Exam, the most comprehensive financial securities exam offered by the FINRA; Series 7: The Contenders, a movie made in 2001. This film is also commonly referred to as Series 7; Series 7 or Series VII, a size of Photographic Filter used on cameras and other optical devices

  8. Series 6 exam - Wikipedia

    en.wikipedia.org/wiki/Series_6_Exam

    In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...

  9. The Series 9/10 Exam and License - AOL

    www.aol.com/news/series-9-10-exam-license...

    The Series 9 and Series 10 exams assess the attributes a general securities sales supervisor needs for their job. They are administered by the Financial Industry Regulatory Authority (FINRA).

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