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  2. Form 8-K - Wikipedia

    en.wikipedia.org/wiki/Form_8-K

    Form 8-K is a very broad form used to notify investors in United States public companies of specified events that may be important to shareholders or the United States Securities and Exchange Commission. This is one of the most common types of forms filed with the SEC.

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  4. Tesla Misses Proxy Filing Deadline, Shareholders Wait for ...

    www.aol.com/tesla-misses-proxy-filing-deadline...

    Tesla's 2022 Annual Shareholder Meeting date has finally been disclosed. The meeting will be held August 4 in Austin, Texas, according to a Securities and Exchange Commission (SEC) 8-K filing....

  5. Earnings call - Wikipedia

    en.wikipedia.org/wiki/Earnings_call

    If the call occurs within 48 hours of a press release filed with the United States Securities and Exchange Commission (SEC) on Form 8-K and meets certain other criteria, there is no obligation to separately report the call to the SEC. Otherwise, it must be reported on Form 8-K. If the call contains non-Generally Accepted Accounting Principles ...

  6. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  7. Category:SEC filings - Wikipedia

    en.wikipedia.org/wiki/Category:SEC_filings

    Pages in category "SEC filings" The following 26 pages are in this category, out of 26 total. ... Form 8-K; Form 10-12B; Form 10-K; Form 10-K405; Form 10-Q; Form 13F ...

  8. US SEC asks exchanges to fine-tune ether ETF filings in ... - AOL

    www.aol.com/news/us-sec-asks-exchanges-fine...

    Unlike the exchange filings, there is no set time frame in which the SEC has to decide on the registration filings, meaning it could still take several months for ether ETFs to begin trading.

  9. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2