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  2. Cannon Trading Company, Inc. - Wikipedia

    en.wikipedia.org/wiki/Cannon_Trading_Company,_Inc.

    It is an independent, introducing broker providing online, full-service, and managed futures trading services. Located in Los Angeles, California, Cannon Trading Company, Inc. offers 6 trading platforms, broker-assisted services with experienced licensed series 3 brokers, hedge accounts, trading systems as well as managed accounts. It offers a ...

  3. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 11 – Assistant Representative – Order Processing; Series 15 – Foreign Currency Options Exam; Series 17 – United Kingdom Securities Representative Exam; Series 22 – Direct Participation (Limited partnerships) Exam; Series 30 – NFA Branch Manager Exam; Series 31 – Futures – Managed Funds Exam* Series 32 – Limited Futures ...

  4. Commodity trading advisor - Wikipedia

    en.wikipedia.org/wiki/Commodity_trading_advisor

    A commodity trading advisor (CTA) is US financial regulatory term for an individual or organization who is retained by a fund or individual client to provide advice and services related to trading in futures contracts, commodity options and/or swaps. [1] [2] They are responsible for the trading within managed futures accounts.

  5. Commodity broker - Wikipedia

    en.wikipedia.org/wiki/Commodity_broker

    Futures Commission Merchant (FCM): a firm or individual that solicits or accepts orders for commodity contracts traded on an exchange and holds client funds to margin, similar to a securities broker-dealer. Most individual traders do not work directly with a FCM, but rather through an IB or CTA.

  6. List of futures exchanges - Wikipedia

    en.wikipedia.org/wiki/List_of_futures_exchanges

    This is a list of notable futures exchanges. Those stock exchanges that also offer trading in futures contracts besides trading in securities are listed both here and the list of stock exchanges .

  7. Futures exchange - Wikipedia

    en.wikipedia.org/wiki/Futures_exchange

    A futures exchange or futures market is a central financial exchange where people can trade standardized futures contracts defined by the exchange. [1] Futures contracts are derivatives contracts to buy or sell specific quantities of a commodity or financial instrument at a specified price with delivery set at a specified time in the future.

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  9. National Futures Association - Wikipedia

    en.wikipedia.org/wiki/National_Futures_Association

    The National Futures Association (NFA) is the self-regulatory organization (SRO) for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency and OTC derivatives . NFA is headquartered in Chicago and maintains an office in New York City.

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