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  2. Private placement - Wikipedia

    en.wikipedia.org/wiki/Private_placement

    Private placement (or non-public offering) is a funding round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors. Generally, these investors include friends and family, accredited investors, and institutional investors. [1] Placement agents help find ...

  3. Standby Equity Distribution Agreement - Wikipedia

    en.wikipedia.org/wiki/Standby_equity...

    In corporate finance, a Standby Equity Distribution Agreement (SEDA) is a type of share allocation agreement between a company and a share purchaser. It is a form of private placement. A SEDA offers a relatively flexible way of raising capital, allowing companies to further customize their approach to capital and risk management.

  4. Securities offering - Wikipedia

    en.wikipedia.org/wiki/Securities_offering

    An initial public offering is the first such offering by which a formerly private company "goes public." Offerings may be limited or open-ended. If limited, there is a cap on the number of investors, duration of the round, amount of money raised, number and nature of people to whom the offering is made, and/or the number of shares sold (if it ...

  5. Regulation D (SEC) - Wikipedia

    en.wikipedia.org/wiki/Regulation_D_(SEC)

    These new regulations add Rule 506(c) to allow general solicitation and advertising for a private placement offering. However, in a Rule 506(c) private offering all of the purchasers must be accredited investors and the issuer must take reasonable steps to determine that the purchaser is an accredited investor. [8]

  6. Investment fund - Wikipedia

    en.wikipedia.org/wiki/Investment_fund

    A closed-end fund issues a limited number of shares (or units) in an initial public offering (or IPO) or through private placement. If shares are issued through an IPO, [citation needed] they are then traded on a stock exchange. or directly through the fund manager to create a secondary market subject to market forces.

  7. Simple agreement for future equity - Wikipedia

    en.wikipedia.org/wiki/Simple_agreement_for...

    The primary trigger is generally the sale of preferred shares by the company, typically as part of a future priced fund-raising round. Unlike a straight purchase of equity, shares are not valued at the time the SAFE is signed. Instead, investors and the company negotiate the mechanism by which future shares will be issued, and defer actual ...

  8. Public offering - Wikipedia

    en.wikipedia.org/wiki/Public_offering

    A public offering is the offering of securities of a company or a similar corporation to the public. Generally, the securities are to be publicly listed. In most jurisdictions, a public offering requires the issuing company to publish a prospectus detailing the terms and rights attached to the offered security, as well as information on the company itself and its finances.

  9. American depositary receipt - Wikipedia

    en.wikipedia.org/wiki/American_depositary_receipt

    The holder of the foreign shares would have to find a broker who has trading authority in the foreign market where those shares trade. If the owner continues to hold the ADR past the effective date of termination, the depositary bank will continue to hold the foreign deposited securities and collect dividends, but will cease distributions to ...