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Title III: International Money Laundering Abatement and Financial Anti-Terrorism Act of 2001 is actually an act of Congress in its own right as well as being a title of the USA PATRIOT Act, and is intended to facilitate the prevention, detection and prosecution of international money laundering and the financing of terrorism.
This Title amends the Omnibus Crime and Control and Safe Streets Act to give preference to Community-Oriented Policing Services (COPS) grant applicants who (1) are in states with safe harbor laws that treat minors who have engaged or attempted to engage in commercial sex as victims, (2) discourage or prohibit prosecuting those victims, and (3 ...
Regulation S is a "safe harbor" that defines when an offering of securities is deemed to be executed in another country and therefore not be subject to the registration requirement under Section 5 of the 1933 Act. [19] The regulation includes two safe harbor provisions: an issuer safe harbor and a resale safe harbor. In each case, the ...
To direct the Securities and Exchange Commission to provide a safe harbor related to certain investment fund research reports, and for other purposes. Pub. L. 115–66 (text) 115-67: October 6, 2017 (No short title) To facilitate construction of a bridge on certain property in Christian County, Missouri, and for other purposes.
Safe harbor provisions appear in a number of laws and in many contracts. An example of safe harbor in a real estate transaction is the performance of a Phase I Environmental Site Assessment by a property purchaser: creating a "safe harbor" protecting the new owner if, in the future, contamination caused by a prior owner is found. Another common ...
A safe harbor 401(k) can simplify the process for a company looking to roll out a retirement plan. ... Change the plan’s default investment fund. Alter the plan rules on arbitration of disputes.
The code provided a way for companies to achieve a safe-harbor valuation. A safe-harbor valuation is one where the IRS must accept the valuation as valid unless the IRS can demonstrate that the valuation is "grossly unreasonable". [12] [13] The code provides three possible ways for companies to achieve a safe-harbor valuation of their common ...
However, hedge funds, which are generally not registered, may not be subject to the limitations of Section 28(e) and, thus, in some cases, the fund's commissions may be used for the adviser's benefit. [5] In situations where fund commissions are used outside of the Section 28(e) safe harbor, full and comprehensive disclosure must be provided to ...