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the series 3 is good to have if you want to be a CTA/CPO and trade managed accounts or start a fund or whatever. i'm not sure because i havent looked to much into the series 34, but i think you can trade forex accounts if you have it, but you wont be able to trade any other futures or commodities. basically, series 3 is the big overall test ...
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Series 3 License Last Post ; 1 2 Page 3; 1 2 Page 3 ; Post # 41; Quote; Oct 5, 2010 8:10pm ...
If I teach forex in a class setting for an Introductory Broker do I need a series 3 license? Since the IB technically is soliciting clients through me, I feel I might need it. Since the IB technically is soliciting clients through me, I feel I might need it.
Every regulatory agency has an official website and a database, allowing investors to check whether the forex broker's license is valid. Traders are also advised to check if the broker's contact details listed on the website match with the ones listed on the regulatory agency's website. Furthermore, select a forex broker with a physical office ...
Tags: series 3 and teaching. ... a class setting for an Introductory Broker do I need a series 3 license ...
Similar Threads. Starting a managed account business 0 replies. Lesson Learned - Managed Account Abu Awaad (Please comment on this trading) 21 replies
To register as an Exchange Trader, individuals generally must first complete the CSI's Canadian Securities Course and Trader Training Course, plus any courses required by the exchange where they want to trade. Registered Traders must have at least two years experience as an Approved or Order Trader, or have suitable experience as determined by ...
Brokerage firms also generally need to meet capital requirements, have a staffed office and pay license application fees. In addition, a forex broker applying for licensing will need to supply their internal operating manual, as well as state their policies and procedures that should all be drafted to comply with regulatory requirements.
Becoming A Commodities Broker? Series 3 License 49 replies. ... Last Post: Jan 12, 2022 3:40am Jan 12 ...