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Rule 13d-1(d) - Exempt Investors under Section 13(d)(6)(A) or (B) of the Securities Exchange Act of 1934, or because the beneficial ownership was acquired before December 22, 1970, or because the person is otherwise not required to file a statement on Schedule 13D.
Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the facts disclosed ...
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1 SB-1 SB-1/A SB-2 SB-2/A SB-2MEF SC 13D Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities SC 13D/A
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets. [3]
13D, 13d or XIII-D may refer to: Rule 13D, United States Securities and Exchange Commission rule; Schedule 13d, United States Securities and Exchange Commission rule; Stalag XIII-D, a German Army World War II prisoner-of-war camp in Nürnberg; 13D Research, an institutional global research firm
13D Research is an independent institutional global research firm founded by Kiril Sokoloff in 1983. [1] The company derives its name from Schedule 13D, an SEC form that must be submitted to the US Securities and Exchange Commission within 10 days, by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.
Scott Hamilton was brought to tears on the Friday, Jan. 31 episode of the Today show as he reflected on the loss the U.S. figure skating community is feeling after the tragic D.C. plane crash that ...
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