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  2. Governance, risk management, and compliance - Wikipedia

    en.wikipedia.org/wiki/Governance,_risk...

    Governance activities ensure that critical management information reaching the executive team is sufficiently complete, accurate and timely to enable appropriate management decision making, and provide the control mechanisms to ensure that strategies, directions and instructions from management are carried out systematically and effectively.

  3. Regulatory agency - Wikipedia

    en.wikipedia.org/wiki/Regulatory_agency

    undertake enforcement action, such as directing the regulated company to comply through orders, imposing financial penalties and/or revoking its license to operate; or refer the regulated company to a competition authority , in instances where it may have breached competition law , or prosecute the company (via civil courts).

  4. Regulatory compliance - Wikipedia

    en.wikipedia.org/wiki/Regulatory_compliance

    The International Organization for Standardization (ISO) and its ISO 37301:2021 (which deprecates ISO 19600:2014) standard is one of the primary international standards for how businesses handle regulatory compliance, providing a reminder of how compliance and risk should operate together, as "colleagues" sharing a common framework with some nuances to account for their differences.

  5. Accounting and Corporate Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Accounting_and_Corporate...

    The Accounting and Corporate Regulatory Authority (ACRA) is the regulator of business registration, financial reporting, public accountants and corporate service providers. ACRA's role is to monitor corporate compliance with disclosure requirements and regulation of public accountants performing statutory audit.

  6. Compliance requirements - Wikipedia

    en.wikipedia.org/wiki/Compliance_requirements

    The federal funds received are then expended to perform the specific activity (e.g., purchase good or service or for payroll). However, laws and regulations require recipients to request funds only when it is immediately needed, and recipients must try to minimize the amount of time between the receipts of funds to the actual disbursement. [9]

  7. Corporate governance - Wikipedia

    en.wikipedia.org/wiki/Corporate_governance

    Supply of accounting information: Financial accounts form a crucial link in enabling providers of finance to monitor directors. Imperfections in the financial reporting process will cause imperfections in the effectiveness of corporate governance. This should, ideally, be corrected by the working of the external auditing process. [103]

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  9. Command and control regulation - Wikipedia

    en.wikipedia.org/wiki/Command_and_control_regulation

    In CAC, there is a perception of a problem and the solution for its control is developed and subsequently implemented. [4] In the case of environmental policy and regulation, the CAC approach strongly relies on the use of standards to ensure the improvements in the quality of the environment. The CAC approach uses three main types of standards.